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New York Professional Responsibility Report
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Lazar Emanuel
2011
A Review of the NY City Bar’s Opinion on Litigation Financing
What’s in a Name - Part II
What’s in a Name? More than Meets the Eye
When You Refer a Matter To Another Lawyer
An Overall View of the Litigation Funding Industry
The Refco Puzzle: When Are Complicit Third Parties Liable?
2010
Recognizing Interest on Loans as a Litigation Expense
May a Lawyer Split His Legal Fees with an Employee?
Litigation Funding and The Law of Champerty
Bright Line Protects Secondary Actors From Civil Liability In
Securities Fraud Actions
Court Denies Referral Fee To No-Show Lawyer
Lawyer Admitted in New Jersey and New York Challenges New York Office Rule
Multijurisdictional Law Practice By Corporate Counsel
2009
City Bar OKs Referral Fees To Pro Bono Organizations
Conflict Consents Under Code Do Not Need Written Confirmation
Under New Rules
Personal Reassessment In a Hardscrabble Time
2008
Searching for the Facts in
Lawrence v. Graubard
Commentary:
Stern v. Bluestone
Decision Troublesome
Wrong Plaintiff? Wrong Defendant? Beware a Motion for Sanctions
Searching for the Truth a Function of the Judiciary
Arbitration of Fee Disputes Real or Only an Illusion
Fixing the Date when the Client Relationship Ends
2007
City Bar Maps Lawyers' Role in Public Companies - Part I
City Bar Maps Lawyers' Role in Dealing with Auditors - Part II
Commentary: Questions Persist On Issue of Lawyer Ratings
The Role of Company Lawyers Who Deal with Auditors
NYSBA Committee Urges End to Mandatory Retirement
Looking for a Solution
To Misuse of Client Funds
Law Firm Partners - Employers or Employees?
2nd Department Interprets Engagement Rule
Metadata and Lawyers - an Issue that Will Not Die - Part I
Metadata, ESI, and te Federal Discovery Rules
NY Associate May Manage NY Office for NJ Partner
The Last Word on High-Low Agreements
Shining a Brighter Light on the "Lodestar"
Commentary: Litigation over Lawyer Ratings Continues in NY and NJ
2006
Consultation with In-House Ethics Counsel Does NOt Create Conflict with Client
Arbitration Clause in Engagement Letter Violates Public Policy
NYSBA Opinion 791/2006 - Participation in a Business Network
NY County Lawyers Proposes Limits on Access to Client Funds by Disbarred Lawyers
Prisoner's Notes Protected by Attorney-Client Privilege
ABCNY Opinion 2006-1 Defines Conditions for Advance Waivers
ABA Opinion 06-438: Aggregate Settlements Require Detailed Disclosures
Lawyer Starting Debt Action Is Debt Collector under FDCPA
Associate At-Will Exception Extended to DR 1-102
Judges Propose Changes in Advertising Rules
How to Avoid Disqualification in a Multi-Firm Beauty Contest
Courts Propose New Curbs on Lawyer Advertising
The Second Battle fo Trenton: the Super and the Best
Indigent Defense in NY - A System in Crisis (Part I)
Indigent Defense in NY - A System in Crisis (Part II)
Retainer Provision for Attorney Collection Fees Void
Commentary: Lawyer Advertising - A Simpler Way
Commentary: Indigent Defense - A System in Crisis
Searching the Web to Find a Lawyer
ABA: OK to Contact In-House Counsel
Indigent Defense in NY - Part III: OCA Offers an Action Plan
2005
A Lawyer’s Business Offers Non-Legal Services to a Client
Plaintiff’s Lawyer May Talk to Insurance Adjuster
Issues That Remain When a Partner Withdraws
No Legal Fees without Letter of Engagement
Counsel May Notify Judge of Expected Client Perjury
Litigation Finance Agreements - Champerty, Usury, or OK?
Court Denies Self-Incrimination Privilege to Lawyer in Law Firm
NYSBA Opinion 786/2005 - Paying Litigation Expenses for Litigation Service Providers
Ineffective Assistance of Counsel - Failure to Review Prior Conviction File
Lawyer Suspended for Releasing Escrow Funds
Second Department Adopts New Disciplinary Procedures
New Jersey Follows NY on Choice of Domain Names
NYCLA Opinion 734/2005 - Disclosure of Malpractice Coverage
City Bar Opinion 2005-5 - “Thrust Upon” Conflicts
ABA Committee Reports on Pro Bono Services
Executive Summary: Major Differences between the COSAC Proposals and the Current New York Lawyer’s Code of Professional Responsibility
NYSBA Sponsors Radio Ad on Lawyer Advertising
COSAC Recommends Adoption of ABA Model Rules Format
2004
Threatening Criminal Charges to Obtain Civil Advantage
Spargo Inquiry Proceeds
State Bar Committee Proposes Four New Ethics Rules
Reciprocal Discipline Imposed For Deceptive Advertising
Reasonable Advice Is Not Ineffective Assistance of Counsel
Recent Matters of Interest
: Business Corp. Law §1505(a) Applies to Lawyer in P.C.
Town Attorney May Not Act As Defense Counsel
Attorney May Assign His Interest in Contingency Fee
A Lawyer's Obligation to Disclose His Own Mistake
Lawyers Must Accommodate ADA Disabilities
Adverse Testimony by Defense Counsel Constitutes Ineffective Assistance
Nassau Bar Rejects Lawyer Role in Arbitration Firm
Lawyer Faces Sanctions for Assertions in Brief
Courts Consider Third-Party Malpractice Claims
ABA Rule Would Require Malpractice Insurance Notice
Court Applies
Baldi
to Appellate Counsel
Court Rejects Disqualification for Unauthorized Contact
Supervising Non-Lawyers Hired from another Law Firm
Discharged Contingent Fee Lawyer May Recover for Services
The Duty to Preserve E-Data When Litigation Threatens
When Is A Law Firm a Debt Collector?
Lawyer Attacks Vagueness of Specialization Rule
Wrongful Discharge Supports Claim in Quantum Meruit
No Adverse Inference from Invocation of Privilege
Protecting the Rights of Non-English Speakers
Lawyer with Minimal Involvement Sued in Malpractice
Second Dept. Issues Report On Admissions & Discipline
NYSBA Ethics Issues New Opinions - 778, 779/2004
2003
States Follow ABA Lead In Promoting MJP
Commentary: Speak Not Until Spoken To
Nassau Bar OK’s Real Estate Closings by Paralegals
Alleging Fraud in Withholding Knowledge of Malpractice
Counsel’s Stipulation Renders Assistance Ineffective
Counsel’s Prevention of Defendant’s Testimony Is Ineffective Assistance
Commentary: The Last Thing We Need
2nd Circuit Orders Discovery on Debt Collection Practices
A Lawyer’s Private Misconduct Can Lead to Suspension
Unbundling of Services and the Practice of Law
Court Permits Firm to Oppose Current Client
Court to Law Firm: No letter of Engagement, No Fee
Senate Committee Would Felonize Hiring of Runners
Malpractice Insurer Avoids Liability on Lawyer’s Policy
Hofstra to Hold Conference on Judicial Ethics
Warning to Lawyers: Choose Your Escrow Bank Carefully
Hofstra School of Law Presents Ethics Conference on “Judging Judges’ Ethics”
NYSBA OK’s Reciprocal Referral Arrangements with Brokers
When Uninvited Disclosures Become Confidences
ABA Defines Law Firm Obligations on Lawyer’s Mental Impairment
Judge Limits Application of Privilege for PR Consultant
City Bar Defines Rules for Checking Client Conflicts
Commentary: Lawyers Work Better Using Their Natural Abilities
City Bar Lists Data to Keep To Avoid Client Conflicts
Clients Need Not Repay Expenses in Federal Class Action
Improper Fee-Share Agreement Converted into Contingent Fee
Lawyer Need Not Disclose Insurance in Settlement Talks
Firm’s Opinion Letter Supports Third Party Malpractice Complaint
2002
9th Circuit in Conflict with 5th Circuit over IOLTA
Rules Mandating Arbitration of Fee Disputes Now In Effect
Commission Urges Changes in Multijurisdictional Practice Rules
Dual Representation Proper If No Present Conflict Exists
Joint Order of The Appellate Divisions
State Bar Avoids Vote on Open Disciplinary Hearings
Colorado Claims Jurisdiction over New York Malpractice
Recent Ethics Opinions in Other Jurisdictions
Ethics Opinion Rejects Real Estate
Broker
Referral Fees
Lawyer’s Duty to Disclose Client’s Fraud in Litigation
NYSBA Reverses Stand On Contingent Post-Divorce Collection Fees
Judge Marvin E. Frankel 1920-2002
Firm Disqualified For Conflict between Clients
Tennessee Prohibits Practice Before Admission to Bar
Comparing Two Decisions on Lawyer Disqualification
Nassau County Bar Issues Two New Ethics Opinions
1st Dept. OK’s Malpractice Suit against Rhode Island Lawyer
ABA Commission Reports on Multi-jurisdictional Practice
Disposing of Escrow Funds Belonging to a Missing Client
Felonies and Serious Crimes in Lawyer Discipline
Pecuniary Damages Rule Applied To Malpractice in Criminal Cases
Out-of-State Lawyers May Take Depositions in Ohio
Lawyers in Social Security Cases May Recover Contingent Fees
Supreme Court Strikes Limits on Speech by Judicial Candidates
ABA Adopts Amendments to Model Rule 5.5
Federal Courts Construe Rule 11 Sanctions Motions
City Bar Reverses Stand On Adverse Client Contact
Maryland Disbars NY Lawyer over Office
Indiana Court Rejects Jurisdiction over NY Firm
Protecting Client Funds When A Lawyer Dies
Time-Barred Counterclaim in Lawyer’s Suit for Fees
Lawyer Charged With Interest on IOLA Deposit
Specialization Announcement Requires Disclaimer Notice
Taking a Security Interest to Secure Payment of Fees
Arizona Rejects Internet Referral Service
“Partnership” Accounting Denied To P.C. Member
Avoiding Rule 11 Sanctions by Withdrawing Complaint
Collection Lawyer Liable in Class Action by Credit Card Debtors
Concurrent Legal and Nonlegal Services Disqualify Lawyer
Court Rejects Motion to Void Specialization Disclaimer Rule
2001
Recent Cases on Ethics
NYPRR Expands Its Services
Lawyer May Contact Adverse Party’s Accountant
City Bar Says “Affiliate” Firms Must Observe Conflicts Rules
When Lawyer-Mediator May Draft Divorce Papers
When Lawyers Err - Grounds for Discipline
Multiple Representation When the Recovery Fund Is Limited
NYSBA Nixes Escrow Checks On Uncollected Bank Funds
Pro Bono Matrimonial Retainer May Provide for Fee Application
Lawyer May Not Refer Client to Spouse’s Title Company
Lawyer-to-Lawyer Referrals - Clarifying the Rules
Counsel May Not Intervene to Protect Charging Lien
Two Cases on Malpractice and “Continuous Representation”
Non-Client Defendant May Move to Disqualify Counsel
ABA Commission Rejects Law Firm Discipline
Bar Debates Liberalizing Multi-jurisdictional Practice
Administrative Judge Conducts CLE Audits
Lawyers Bound by Federal Statute on Privacy Notices
Some States Require Notice on Malpractice Coverage
Courts Propose Mandatory Engagement Letters
Joint Order of The Appellate Divisions
California Marches to a Different Drummer
Judge Casey’s Primer on Lawyer Disqualification
Durable Powers and a Client’s Incapacity
Conflicts and Referral Fees
Firm Disqualified from Arguing Motion
Attorney Sanctioned Twice In Same Action
Sanctions against Law Firm Survive Appeal
Federal Judges Apply Sanctions for Improper Motion Practice
Do States’ IOLTA Programs Violate The Fifth Amendment?
2000
When Merging Firms Should Notify Clients
Debt Collection Letter Ruled Deceptive
Patent Attorneys Subject To Discipline in New York
A Lawyer’s Duties when Co-Clients Battle
Capoccia Litigation Poses Jurisdictional Questions
Westchester Bar Moves to Wind-Up Affairs of Deceased Lawyer
Clinton Must Answer Disciplinary Complaints
Lawyer’s Failure to Pay Judgment Warrants Complaint
Working Without Fees - Failure to Heed the Rules in Domestic Relations Matters
1999
Report of the NYSBA Task Force on “Pay To Play”
Four-Hour Course in Ethics Required in Mandatory CLE
Law Firms on the Web -
Myth v. Reality
Checklist to Guide a Temporary Lawyer
Checklist for Hiring a Temporary Lawyer
Court Officials Create Institute on Ethics
Avoid Conflicts of Interest When Hiring Contract Lawyers
When Lawyer Should Comply with Client Instructions
The Contract Lawyer and Imputed Disqualification
The Contract Lawyer and Client Confidences
Lawyer May Bill Hourly Rate When Appearing as Witness
Improper Provisions in Retainer Agreements - N.Y. State Opinion 719 (1999)
Transactions with a Client - Reviewing the No-No’s
Commission on Judicial Conduct May Refuse to Investigate Judge
The Misdeeds of Clients and the Lawyer’s Response
Decisions of Note
1998
Challenging the Granny Advisor Law -
NYSBA v. Janet Reno
Answering Your Questions About the New Statement of Client’s Rights
Hundreds in First Department Face Suspension
NYSBA Issues Ethics Opinions
News and Developments for New York Lawyers
City Bar Issues Report on Southern District Discipline
A Guide to Do’s & Don’ts for Paralegals
Everything You Ever Wanted to Know about the New York Lawyers Fund for Client Protection
Lawyers and the Press-Where Will It All End?
May a Tax-Reduction Company Retain a Lawyer for a Property Owner
State Bar Issues Opinion on Use of Internet
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